FINRA Series-7 : General Securities Representative Qualification Examination (GS)

Series-7 real exams

Exam Code: Series-7

Exam Name: General Securities Representative Qualification Examination (GS)

Updated: Jul 23, 2026

Q & A: 402 Questions and Answers

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About FINRA Series-7 Exam

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How much FINRA Series 7 Certification Exam cost

The Series 7 exam is officially known as the general exam of securities representatives. It is a highly regulated exam that must be taken in an official test center. The cost to take the test is at least $ 265, with some areas in charge a little more.

Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7

FINRA Series 7 Certification Path

  • Step 1: Fist the applicant must take and pass the SIE Exam
  • Step 2: After it Secure a Sponsorship
  • Step 3: and then Study for the Series 7 Exam
  • Step 4: At the end Pass the Series 7 Exam

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FINRA Series-7 Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Provides Customers with Information about Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records73%- Investment company securities and variable contracts
- Municipal securities
- Options and derivative products
- Direct participation programs
- Portfolio analysis and risk management
- Characteristics of equity securities
- Debt securities and government obligations
- Taxation and regulatory rules
Topic 2: Opens Accounts after Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives9%- Customer information collection
- Determining investment suitability
- Types of accounts and ownership structures
- Account documentation and regulatory compliance
Topic 3: Obtains and Verifies Customers’ Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions11%- Order types and execution procedures
- Trade settlement and confirmation
- Recordkeeping and reporting requirements
- Handling errors and discrepancies
Topic 4: Seeks Business for the Broker-Dealer from Customers and Potential Customers7%- Identification of potential customers
- Prospecting and sales practices
- Regulatory requirements for communications with the public

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